OPEN ONLINE DEMAT& Trading Account

TERMS & CONDITIONS
1.I /WE UNDERSTAND THAT MY/OUR ACCOUNT WOULD BE OPENED AS PER NAME APPEARING IN INCOME TAX RECORDS AND THE SAME WOULD BE ACTIVATED AFTER ALL PROCEDURE RELATING TO CLIENT DUE DILIGENCE IN ACCORDANCE WITH REGULATORY GUIDELINES IS COMPLETED.

2. I/WE AUTHORIZE MSE FINANCIAL SERVICES LIMITED (“MSEFSL”) TO CONTACT ME /US INCLUDING BUT NOT RESTRICTED TO CALL/SMS AND SENDING WHATSAPP COMMUNICATION TO ME/US EVEN THOUGH MY MOBILE NO. MAY BE REGISTERED UNDER DND/DNC REGISTRY.

3. I/WE AUTHORIZE MSEFSL TO UNDERTAKE MY/OUR KYC ONLINE THROUGH KRA/AADHAAR/DIGI LOCKER BASED ON AUTHENTICATION OF OPENING TRADING AND DEMAT ACCOUNT WITH MSEFSL.

4. I/WE UNDERSTAND THAT INVESTMENT IN SECURITIES MARKETS ARE SUBJECT TO MARKET RISKS, PLEASE READ ALL THE RELATED DOCUMENTS CAREFULLY BEFORE INVESTING. BROKERAGE WILL NOT EXCEED THE SEBI PRESCRIBED LIMITS.

5. I/WE CONFIRM HAVING READ/BEEN EXPLAINED AND UNDERSTOOD THE CONTENTS OF THE DOCUMENT OF POLICY AND PROCEDURES OF THE STOCK BROKER AND THE TARIFF SHEET. I FURTHER CONFIRM HAVING READ AND UNDERSTOOD THE CONTENTS OF THE RIGHTS AND OBLIGATIONS DOCUMENT, RISK DISCLOSURE DOCUMENT, GUIDANCE NOTE, ADDITIONAL TERMS & CONDITIONS & TARIFF SHEET FOR TRADING AND DEMAT. I DO HEREBY AGREE TO BE BOUND BY SUCH PROVISIONS AS OUTLINED IN THESE DOCUMENTS. THE RULES & REGULATIONS OF THE DEPOSITORY AND DEPOSITORY PARTICIPANT, PERTAINING TO AN ACCOUNT WHICH IS IN FORCE NOW, HAVE BEEN READ BY ME/US AND I/WE HAVE UNDERSTOOD THE SAME AND I /WE AGREE TO ABIDE BY AND TO BE BOUND BY THE RULES AS ARE IN FORCE FROM TIME TO TIME FOR SUCH ACCOUNT. YOU CAN VIEW/DOWNLOAD THE SAME BY CLICKING

6. I/WE UNDERSTAND AND ACKNOWLEDGE THE DP TO RECEIVE EACH AND EVERY CREDIT IN MY / OUR ACCOUNT. (DEFAULT YES)

7. I/WE UNDERSTAND AND ACKNOWLEDGE THAT I/WE WOULD LIKE TO INSTRUCT THE DP TO ACCEPT ALL THE PLEDGE INSTUCTIONS IN MY / OUR ACCOUNT WITHOUT ANY OTHER FURTHER INSTRUCTION FROM MY / OUR END. (DEFAULT YES)

8. I/WE UNDERSTAND AND ACKNOWLEDGE THAT ACCOUNT STATEMENT REQUIREMENT A. AS PER SEBI REGULATION B. DAILY C. WEEKLY 4. FORTNIGHTLY 5. MONTHLY (DEFAULT ON MONTHLY BASIS)

9. I / WE WOULD LIKE TO SHARE THE EMAIL ID WITH THE RTA GIVEN DURING THE ACCOUNT OPENING PROCESS. (DEFAULT YES)

10. I/WE REQUEST YOU TO SEND ELECTRONIC TRANSACTION-CUM-HOLDING STATEMENT AT THE E-MAIL ID GIVEN DURING THE ACCOUNT OPENING PROCESS. (DEFAULT YES)

11. I/WE WOULD LIKE TO RECEIVE THE ANNUAL REPORT A. PHYSICAL / B. ELECTRONIC / C. BOTH PHYSICAL & ELECTRONIC. (DEFAULT ELECTRONIC)

12. I/WE WISH TO RECEIVE DIVIDEND / INTEREST DIRECTLY INTO MY BANK ACCOUNT AS GIVEN THROUGH ECS. (DEFAULT YES)

13. I/WE UNDERSTAND AND CONFIRM THAT I /WE IS /ARE RESPONSIBLE FOR VERIFYING THE DATA FETCHED THROUGH KRA / UIDAI DATABASE AND I/WE TAKE THE RESPONSIBILITY OF INTIMATING ANY CHANGES OR MODIFICATION IN THE DETAILS FETCHED TO MSE FINANCIAL SERVICES LIMITED ALONG WITH NECESSARY DOCUMENTARY EVIDENCE. FAILING TO DO SO, MSE FINANCIAL SERVICES LIMITED RESERVES THE RIGHT TO ACT AS DEEMED NECESSARY AND FIT.

14. I /WE AUTHORIZE THAT BY SHARING THE AADHAR NUMBER VOLUNTARILY, I/WE HAVE ALLOWED DAILY GONG FINANCIAL SERVICES LIMITED TO ACCESS DETAILS WITH UIDAI DATABASE AND USE THE DATA SO FETCHED TO COMPLETE KYC AND DO DUE DILIGENCE AS REQUIRED AND MANDATED BY SEBI AND OTHER REGULATORS.

15. I/WE AUTHORIZE MSE FINANCIAL SERVICES LIMITED TO USE THE AADHAR NUMBER FOR GENERATING ESIGNATURE WITH THE HELP OF A CERTIFYING AUTHORITY DIGIO AND AFFIX THE SAME AT THE RELEVANT PLACES IN THE

KYC FORM. 16. THE E-SIGNATURE SO AFFIXED IN THE KYC FORM AND OTHER VOLUNTARY DOCUMENTS WOULD BE EQUIVALENT OF MY/OUR AGREEMENT TO ALL THE TERMS AND CONDITIONS AS IT WOULD HAVE BEEN, HAD THE FORM BE SIGNED BY ME /US.

17. DEFAULT DIS (DELIVERY INSTRUCTION SLIP) IS ISSUED TO ALL THE BO’S AT TIME ACCOUNT OPENING TO THE CLIENT’S REGISTER ADDRESS BY THE DPID 17400 MSE FINANCIAL SERVICES LIMITED.

ABOVE MENTIONED ALL OPTIONS WILL BE DEFAULT BY MSEFSL.

I/WE HAVE READ AND UNDERSTOOD THE TERMS AND CONDITIONS, DISCLAIMERS, PRIVACY POLICY AVAILABLE AT MSE FINANCIAL SERVICES LIMITED